Proven Wealth Limited (PWL) is looking for suitably qualified candidates to fill the position of:

Risk and Compliance Officer

Visit Our Offices

Kingston - Head Office
26 Belmont Road, Kgn. 5, Jamaica W.I.
Tel: +1 876 908 3800 1
Fax: +1 876 754 3802
Unit 5B Cobblestone Professional Centre, 1A Brumalia Road, Mandeville, Jamaica, W.I.
Tel: +1 876 625 0845 6
Fax: +1 876 625 0716
Montego Bay
Unit 11 Suite B, Fairview II Shopping Centre
Tel: +1 876 908 3800 2
Fax: +1 876 684 9804

PROVEN Wealth Limited (PWL) is one of the Caribbean’s premier wealth management companies, managing billions of dollars of assets on behalf of our institutional and individual clients. As a wholly-owned subsidiary of PROVEN Investments Limited, the Company is built on a strong capital base and track record of success.

PROVEN Wealth Limited is licenced and regulated by the Financial Services Commission (FSC) as a Securities Dealer; by the Bank of Jamaica (BOJ) as a Cambio and holds a broker/dealer license from the Jamaica Stock Exchange (JSE).

Copyright 2018. All rights reserved. PROVEN WEALTH Limited.

Risk and Compliance Officer

The successful candidate will provide support to the Risk and Compliance unit. He/She is expected to provide an assessment of the risk management and compliance policies and protocols in a variety of sections and specialize in areas that include but are not limited to:


  • Business Continuity
  • Corporate Governance
  • Anti-money Laundering
  • Enterprise/Operational Risk
  • Information and security risk
  • Market and Credit Risk
  • Regulatory and Legal Risk
  • Technology Risk



Core Functions

  • Perform risk assessments to understand risk level, significance and scope
  • Keep up to date with, and understand, relevant laws and regulations
  • Monitor compliance with laws, regulations and internal policies
  • Investigate irregularities and non-compliance issues
  • Ensure findings are recorded and followed up with management to obtain resolution
  • Assist with educating employees on not only understanding the regulations, but also the impact of non-compliance on the organisation
  • Report to business functions on current risk and compliance performance
  • Highlight or escalate areas of concern
  • Contribute to robust and effective compliance controls within the organisation
  • Review marketing materials, presentations and websites to ensure compliance with regulatory requirements
  • Assist in the gathering of internal information in response to regulatory requests
  • Perform various general administrative duties
  • Prepare reports for submission to the relevant regulatory bodies
  • Collaborate with other departments to create a culture of compliance.


Performance Standard

  • Quality of written reports (content, accuracy, clarity of expression, format and grammar).
  • Timely data collection, analyses, preparation and submission of reports.
  • Knowledge of regional and international capital markets.
  • Knowledge of asset/ liability management principles.
  • Knowledge of Jamaican Laws and Regulations pertinent to the financial sector.
  • Knowledge of the industry
  • Good time management skills.
  • Excellent research and analytical skills.


The minimum qualifications/skills are:

  • Bachelors Degree in Finance, Economics, Business Administration, or a related discipline.
  • The qualifications and integrity to be licensed by the Financial Services Commission.
  • Microsoft Excel and Office Tools
  • Risk Management &/or Compliance certification/training will be an asset


Detailed resume must be submitted to:


By: Friday August 2, 2019.


We thank you for your application but note that only short-listed applicants will be interviewed.