Proven Wealth Limited (PWL) is looking for suitably qualified candidates to fill the position of:

Risk and Compliance Officer

Risk and Compliance Officer

The successful candidate will provide support to the Risk and Compliance unit. He/She is expected to provide an assessment of the risk management and compliance policies and protocols in a variety of sections and specialize in areas that include but are not limited to:


  • Business Continuity
  • Corporate Governance
  • Anti-money Laundering
  • Enterprise/Operational Risk
  • Information and security risk
  • Market and Credit Risk
  • Regulatory and Legal Risk
  • Technology Risk



Core Functions

  • Perform risk assessments to understand risk level, significance and scope
  • Keep up to date with, and understand, relevant laws and regulations
  • Monitor compliance with laws, regulations and internal policies
  • Investigate irregularities and non-compliance issues
  • Ensure findings are recorded and followed up with management to obtain resolution
  • Assist with educating employees on not only understanding the regulations, but also the impact of non-compliance on the organisation
  • Report to business functions on current risk and compliance performance
  • Highlight or escalate areas of concern
  • Contribute to robust and effective compliance controls within the organisation
  • Review marketing materials, presentations and websites to ensure compliance with regulatory requirements
  • Assist in the gathering of internal information in response to regulatory requests
  • Perform various general administrative duties
  • Prepare reports for submission to the relevant regulatory bodies
  • Collaborate with other departments to create a culture of compliance.


Performance Standard

  • Quality of written reports (content, accuracy, clarity of expression, format and grammar).
  • Timely data collection, analyses, preparation and submission of reports.
  • Knowledge of regional and international capital markets.
  • Knowledge of asset/ liability management principles.
  • Knowledge of Jamaican Laws and Regulations pertinent to the financial sector.
  • Knowledge of the industry
  • Good time management skills.
  • Excellent research and analytical skills.


The minimum qualifications/skills are:

  • Bachelors Degree in Finance, Economics, Business Administration, or a related discipline.
  • The qualifications and integrity to be licensed by the Financial Services Commission.
  • Microsoft Excel and Office Tools
  • Risk Management &/or Compliance certification/training will be an asset


Detailed resume must be submitted to:


By: Friday August 2, 2019.


We thank you for your application but note that only short-listed applicants will be interviewed.